PPPS: Freedom: Morality and Folk Intuitions

Broadly, this paper is concerned with the folk concept of freedom. In the paper, I consider non-philosophical intuitions about freedom by examining what ordinary people think about several interesting cases in which an agent’s freedom is restricted. I also compare the role which value is given in the folk theory to two other well known theories of freedom, one promoted by T.H. Green and the other by Isaiah Berlin. The result is not only philosophically interesting, but informative about how ordinary philosophical conceptions function.

I was originally led to write this paper by a combined interest in the concept of freedom and the influence of morality on intuitions.

I would love to hear your comments so please join in the discussion.

See the video presentation

Paper:Jonathan Phillips. Freedom: Morality and Folk Intuitions

Comments:Matt Zwolinski. Comments on Phillips’ Folk Conception of Freedom

PowerPoint: Freedom: Morality and Folk Intuitions

 
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Jonathan,

These experimental studies are fascinating, and I think they really shed new light on questions about the folk concept of freedom.

I was curious, though, about your claim that people’s moral judgments play a special role in their intuitions about freedom. This hypothesis is certainly consistent with the pattern of data in your studies, but it seems that it would also be possible to explain your results with the hypothesis that people think that an agent’s freedom has not been substantially reduced when she is prevented from performing any action that is so bad that she was not truly free to perform it in the first place. (On this latter hypothesis, people would say that an agent’s freedom would not be greatly reduced if we prevented her from performing immoral actions but also if we prevented her from performing actions that were, e.g., astoundingly imprudent.)

I was curious to hear more about what you thought about these issues. Is there something about morality in particular that makes it play a key role in people’s intuitions, or is it that moral wrongness is just one of the possible ways in which an action can be very, very bad?

Interesting stuff, Jonathan. Here are a few thoughts:

1- Something might go by the name ‘folk theory’ while capturing (probably among others) any of the following: just the folk’s initial reactions on a topic, just folk’s well-considered views on a topic, some mix of the folk’s initial reactions and well-considered views on a topic. I suspect that how we should weigh the importance of any folk theory, qua folk theory, depends in part on just what amongst these options any particular folk theory captures - with the least weight given to theories that just or primarily capture the folk’s initial reactions on a topic.

One worry I have is that your theory - based as it is on brief survey results - seems to fall into this less weighty category. If the prospect remains undefeated that survey respondents would give notably different responses if they were to think on the relevant issues and compare passages over night or over a week, then it’s not clear that survey results capture more than mere initial reactions. Even if we think we should give some creedence to the folk’s views (in philosophical work on freedom or elsewhere), it doesn’t follow that we should creed the folk’s initial reactions. It might be useful, e.g., for sociological reasons, to know what the folk’s initial reactions on a topic will look like. But this is distinct from the folk’s initial reactions being philosophically notable.

2- You indicate that your respondents were undergrad philosophy students. This is very different, of course, from a natural reading of ‘the folk’ on which we might take the term to refer to a random person on the street. I recall a paper of Jesse Prinz’s where he notes a survey on which undergrad philosophy students gave markedly different responses to a philosophically interesting survey than did any other sub-population who was given the survey. This sort of result seems to raise a worry about whether the theory you parse out should really be called (or reliably captures) a theory of ‘the folk’.

3- You write:

“[I]f it is the case that the folk view of freedom is abandoned for a value-neutral theory or a value-dependent theory, then this should be done only after serious consideration, for either theory can only be promoted at the expense of departing from ordinary intuitions.”

This conditional seems problematic. One reading of it seems obviously true. If a theory of freedom is interestingly well worked out, then of course we shouldn’t abandon it until after serious consideration. That’s just required by being philosophically perspicuous. But a second reading of the conditional - the one that makes the conditional an interesting claim - seems dubious to me. On this reading the fact that some theory of freedom is the folk’s theory is a fact that adds to it being the case that that theory merits serious consideration before abandonment.

Here is a reason to think that the conditional is unjustified if read in this way. The purpose of theories of freedom is (prima facie) to solve a broad swatch of problems in moral, political, and/or legal philosophy - e.g., to resolve what moral rights we have, what legal rights we should have, what the appropriate role of government is in the lives of its citizens. But it’s not clear that a criterion for (or even a positive trait of) any theory of freedom would be that it gives solutions to these problems that accord with folk intuitions. The analogous point seems obviously true of, e.g., theories in physics. As you point out, some appeal to intuitions may be unavoidable in a theory of freedom - whereas such appeals may always be avoidable in physics. But this disanalogy isn’t sufficient to undermine to point at hand. Even if we must rely on some intuitions, it doesn’t follow that it’s a merit to be in line with the folk’s intuitons - even if by ‘the folk’s intuitions’ here we mean ‘the folk’s well-considered views’. Even if it would be a good thing for a theory to rely on a broader swatch of intuitions than those of a single philosopher, there are lots of ways to subdivide the population to get a swatch of intuitions that is bigger than those of a single philosopher but smaller than those of the folk. It’s not clear why the merit comes with cutting the swatch so broadly as to include all the folk.

Matt,

Thank you for your really thoughtful comments. I’ll try to address all of them over the next two weeks, and hopefully we will have a really interesting discussion which includes some of the readers and listeners.

Initially, I should make it clear that I do not think I fully capture the folk theory of freedom in my paper, in fact, I think I have merely pointed out one important part of a rather complex theory. For instance, I imagine that if a government passed a law restricting an option which was clearly not immoral but which was actually impossible to preform, the folk intuition would be that the reduction of freedom is much much smaller than the reduction of freedom would be for an immoral option which was more viable. (I’ll talk more about this in my response to Joshua Knobe’s comment.) Thus, there may be some comments to which I can only respond by saying that we simply have not done enough research yet to really know. But there should also be plenty of other comments which really can be addressed.

One of the problems that Matt raised was that the folk theory of freedom is scalar, and given that is scalar, how are we to know the extent of the reduction of freedom for any restricted option. (In the paper, I roughly judged the extent that several specific laws restricted freedom by conducting experiments involving surveys, but as Matt points out, this is an epistemic device, not the criterion for freedom.)

So I agree with Matt’s point that these surveys can only serve as an indicators of the criteria for freedom for the folk theory and that the survey itself is not the criterion. There are two important but distinct questions raised by his worry about moral value and the folk theory of freedom.

1)
How we would determine the moral value of a restricted option? This question seems to me to be more of an anthropological nature than philosophical and until more research is done, there will be serious difficultly in determining the extent to which the loss of some option results in the reduction of freedom for the folk theory. But perhaps more importantly, the folk theory of freedom may actually not ever be able to determine exactly the extent to which freedom is reduced, as the individual constituents of the folk are bound to have a diverse set of intuitions about these cases (a point also raised by Jordan Dodd). I will address this concern in further detail soon.

2)
How could we determine the ratio of the option’s moral value to the reduction of freedom upon the loss of that option? The folk theory does provide an answer to this question in just the way Matt proposed: the more immoral the restricted option, the less its restriction creates a loss of freedom. However, unlike the value neutral concept of freedom, I wouldn’t imagine that the folk theory holds that every restriction significantly reduces freedom, it is just that ceteris paribus the loss of a moral option reduces freedom more than the loss of an immoral option.

Would the folk theory conclude (like a value neutral theory would) that restricting a person from suffocating babies every other leap year when she is wearing green reduces freedom? I have a strong feeling that the folk theory of freedom would actually say this isn’t a reduction of freedom at all (however, I’m not sure I want to run the study to prove it…)

Joshua,

Thanks for your comment. That is a really interesting point you bring up. However, I am not sure that actions that are just really bad, no matter how imprudent, would produce the same effect that we noticed with immoral actions. I don’t think that people generally think of others as unfree to preform really imprudent actions (it is just that the imprudent actions would have negative consequences which we might expect the agent wants to avoid).

However, maybe there really is some special category of actions which aren’t immoral but that we still don’t think of others as free to preform. What would you think about the restriction of options that the person cannot conceive of preforming?

Suppose that on an island a small tribe lives and dies without any contact from the larger world. Now, while they don’t know it, there has been an international law passed restricting people from this island from using microwaves. But in fact, they don’t even know that other civilizations exist, much less microwaves! Suppose even further that now the law has been repealed, and that it never affected any of the islanders.

I would imagine that (after contact was made) if we asked one islander if her father had suffered a loss of freedom before he died because he wasn’t allowed to use microwaves, the islander would answer no. But maybe you have a different intuition about this case?

Jordan,

Thanks for your thoughts on this paper. I think you bring up some really good points. I’ll respond to your first two points now and then the third soon after.

1. You are correct in that what I term the folk theory does capture a various set of intuitions about the topic, some perhaps more thoughtfully considered than others. As such, when I say something like: ‘Moral judgments are relevant for the folk theory of freedom’ what I mean is in fact a generalization that is statistically significant for the responses as a group.

However, what I don’t fully understand is why we would necessarily place less weight on initial reactions to these cases just because they took less time to come by. I can easily see a counter argument that these initial reactions provide a good insight into freedom before it is convoluted by the type of philosophical musings that led T.H. Green to conclude that prohibiting alcohol would increase the amount of freedom that everyone enjoyed. It seems to me that the weight we give to these various theories of freedom should not be judged by the amount of time it takes to arrive at them, but instead by their philosophical strength. In the case of the folk theory, I think there is a viable philosophical alternative to both value-neutral and value-dependent freedom which has enough philosophical strength to be considered seriously.

2. You are absolutely correct in that we should really be thinking about the samples in these studies. So of the three studies included in my paper: participants for one study were undergraduate students at the UNC-Chapel Hill, and participants in the two other studies were people spending time in a mall in Durham, NC. The population of mall goers in Durham, NC is diverse enough (age, race, gender, SES, etc.) that I think it really does offer a good sample of the ‘folk.’ I hope this helps to allay any worries that this isn’t the ‘folk’ theory but instead the ‘undergraduate’ theory.

Jonathan,

Thanks for this very helpful response. It certainly would be interesting to have the results of the new study you are proposing.

In any case, the idea I had in mind was that we normally make people unfree to perform certain actions by imposing strong prudential costs on performing those actions. So, for example, we might make people unfree to read certain books by creating a law whereby anyone who read such a book would have his or her hands cut off.

But this implies that the threat of having one’s hands cut off makes one unfree, hence that the high prudential cost here is itself associated with unfreedom.

So suppose we simply made a law that prevented people from cutting off their own hands. Would such a law involve a reduction in their freedom? If one assumes that people were already unfree to cut off their hands, the reduction in freedom here should be minimal.

Glad to hear about the sample populations. Here’s something more re my 1:

I’m not saying, of course, that the mere fact that more time is taken to arrive at view x than view y is a philosophically notable point in favour of x over y. That the later Wittgenstein came later than the early Wittgenstein isn’t a good reason to think that the later Wittgenstein was any closer to getting things right.

The worry I was pointing to is that it seems commonsensical that it’s easy to have several changes in mind during just short periods of considering a proposition in detail for the first time. It’s the easiness of this change occurring that contributes to our often being apt to say, e.g., ‘Let me think about that and then get back to you’ in these sorts of situations. In very few cases are we pausing for time because we want to submit the proposition to long, extended philosophical analysis. Generally, I take it, we just want to step away from and come back to a proposition a couple times to see if, e.g., any examples or analogies cross our minds that might weigh our views.

What the (undefeated) scope for easy change seems to reveal here is that what crops up as ‘the folk’s view’ in a survey that tracks initial reactions might be very different from what crops up as ‘the folk’s view’ in a survey that tracks more considered reactions. If this possibility is undefeated, then it questions our justification for believing that the first survey truly tracks the folk’s view. More generally it questions whether it’s justified to talk atemporally of ‘the folk’s view’ at all. It may be more apt to talk in temporally qualified ways of ‘the folk’s initial view’, ‘the folk’s view after t+1′, etc.

Some philosophical upshots of this are the following. First: If view x captures the folk’s initial reactions but it seems reasonable that the folk may easily change from their initial reactions by their own resources in short course, then x has less of a claim to capture the folk’s view than it may have initially seemed. Second: To the extent that it really is a plus for a theory to be able to say ‘I capture the folk’s view’, it seems (prima facie) that the theory with better claim to doing so is the theory that can justifiably assert that it captures the folk’s more considered view. This is what we would do in the case of persons, after all. If Joe’s initial reaction was to vote Republican but once he thought about it for a bit he decided to vote Democrat, it would be odd of the Republicans to claim to capture Joe’s political views. It seems that the Democrats probably have the better claim to capturing ‘Joe’s views’ whereas the Republican’s have the better claim to capturing ‘Joe’s initial reaction’.

Now this is all beside the point, of course, if it’s no plus for a theory to capture the folk’s views in any sense of ‘the folk’s views’. But that’s a different topic (from my 3 before). The main worry for here is just that what you propose as the folk theory of freedom may be vulnerable to both the upshots I’ve just mentioned. These worries seem to generalize for folk theories constructed around the folk’s initial reactions - hence my initial comment that folk theories based on initial reactions may be less weighty in their standing as folk theories than folk theories based on more considered reactions. The issue doesn’t so much concern the truth value of these sorts of folk theories. It concerns in what sense of ‘folk theories’ these theories merit the name - and so to what extent these theories might be in position to draw weight from their link with the folk.

Jordan,

Thanks for the clarification about the concern here. I see exactly what your worry is now: what I call the folk view, isn’t really the folk view, it is only the folk view during the short amount of time it takes to fill out a survey. I don’t at all think that your concern is unfounded.

However, the best way to settle this worry may be to simply run another study to determine whether or not the effect of moral judgments is persistent for folk intuitions about freedom. Perhaps this could be accomplished by giving participants similar surveys several times over a number of hours or days.

One thought I have on this issues is that given the strength of the statistical significance in all three surveys (meaning how strongly people’s judgments about freedom were affected by their moral judgments), I don’t really see a reason to assume that their intuitions would change over and above the idea that moral judgments would remain significant in some regard. To me, it actually seems more likely to remain significant.

Nonetheless, in the picture you propose, the folk have a unified theory of freedom initially, and then go on to change their minds. There are two main ways this could happen:

(1) Participants change their minds in many various ways and we observe that there is a very diverse set of folk intuitions about freedom and their moral judgments no longer especially affect their intuitions about freedom.
-If this is the case, then I think that I would still say that I have captured an essential part of the folk view, in that they all shared this belief before a myriad of other factors influenced their judgments away from worrying about this (something like Green’s concern with autonomy). But here I wonder if the folk, after taking this survey, really would begin to deeply consider the nuances of these cases and then change their judgments. What I am suggesting is that it is possible that the initial reaction would remain persistent because the reflective process you propose, generally doesn’t occur.

or

(2) Participants all change their minds away from the relevance of their moral judgments but do so in a unified way.
-This is the type of case which I think would prove your point. So after some reflection, the folk are in agreement that the moral judgments which initially swayed them actually weren’t important, and then they generally agreed that the immoral and moral case reduced freedom roughly equally. Then this latter folk view stands the test of time that the initial folk view didn’t. Now it is this second folk theory of liberty which has a better claim on the name the ‘folk theory.’ But this second way seems implausible to me too, I think the folk actually admit of a diverse set of intuitions about freedom and what made the study interesting was that it was able to capture something similar about the majority of intuitions, despite the diversity.

However, I am certainly interested in finding out who would turn out to be right if someone conducted a study.

Joshua,

Thanks for your reply, your idea here is a really fascinating one, though I think there will be some very difficult cases to explain if your proposal is correct.
The main thing to notice here is that there are plenty of actions which have very high prudential costs but which we, nonetheless, consider people to be free to do. So for instance, it seems you are free to quit your job and take up drinking instead. There are some extremely high prudential costs associated with this action, but if the government told you that you were not allowed to quit your job and take up drinking, surely we would think your freedom was restricted. I think the difference between the case that you proposed (in which there is a law whereby one’s hands are cut off for reading a book) and the one I proposed is that in your case, the prudential reasons for not doing the action are not natural consequences of the action itself, but are imposed on you by someone else.
So I am still not able to see why options that are really really bad ideas fall into the special category of already restricted options like immoral options. Perhaps the case I proposed didn’t have a high enough prudential cost and you instead mean something more like actions which create serious bodily harm?

Jordan, I just wanted to address your final point before my portion of the PPPS ends. Also I really am looking forward to hearing your upcoming paper.

I think you are absolutely correct to point out that philosophical theories are meant to do more than accord with folk intuitions, i.e. solving problems in multiple areas of philosophy. However, I think there are several reasons why we may want a theory of liberty which more or less tracks with the folk theory while it strives to resolve philosophical problems.

Historically we have often used a commonsense, ordinary view of liberty to judge when a particular philosophical theory of freedom has gone astray or has unacceptable conclusions. The reason for this is probably that we think the concept of freedom is actually capturing something about the way in which humans actually interact with the world, but freedom (more than mathematics) has its essential element tied to our experience of the world. The point here is that folk experience the phenomenon of freedom just like philosophers do. Thus if the general folk experience freedom in a way that drastically contrasts with the conclusions of a philosophical theory, we would want to have some justification for assuming that they are mistakenly experiencing the phenomenon before discounting them. This should be especially true when a very large swath of the folk all have the same intuition. It would be a mistake to simply disregard all the the interesting data that they provide, as (I would argue) we would no longer be coming up with a theory that captures freedom, but offering conclusions that are only philosophically interesting.

Further, it seems very pragmatically problematic to adhere to a theory of freedom which concludes that people are free when they do not share that experience. I think this is a point that has been very well made by history.

Jonathan, those are useful points. Here are a couple of brief points in response:

“Historically we have often used a commonsense, ordinary view of liberty to judge when a particular philosophical theory of freedom has gone astray or has unacceptable conclusions. The reason for this is probably that we think the concept of freedom is actually capturing something about the way in which humans actually interact with the world, but freedom (more than mathematics) has its essential element tied to our experience of the world. The point here is that folk experience the phenomenon of freedom just like philosophers do. Thus if the general folk experience freedom in a way that drastically contrasts with the conclusions of a philosophical theory, we would want to have some justification for assuming that they are mistakenly experiencing the phenomenon before discounting them.”

I generally agree here. But talk of ‘how the folk experience phenomenon x’ is distinct from talk of ‘how the folk briefly theorize phenomenon x’. That is to say, it doesn’t follow that in order to capture the ordinary experience of freedom we must capture the results that are produced when ordinary folk theorize (or think analytically) about that phenomenon. Without argument, it’s not clear we have good justification for believing that the folk’s intuitive theorizings accurately capture their ordinary experience. To assume as such would seem to be to assume that the folk’s intuitive, merely briefly reflective theorizings manage to swiftly bring into relief their ordinary experience. But doing such a thing - especially in such brief order - is very difficult. It seems very reasonable that an open wonder should be whether the folk’s briefly reflective thinkings mightn’t accurately capture their ordinary experience (in some or several crucial ways).

“This should be especially true when a very large swath of the folk all have the same intuition. It would be a mistake to simply disregard all the the interesting data that they provide, as (I would argue) we would no longer be coming up with a theory that captures freedom, but offering conclusions that are only philosophically interesting.
Further, it seems very pragmatically problematic to adhere to a theory of freedom which concludes that people are free when they do not share that experience. I think this is a point that has been very well made by history.”

The ‘folk experience vs. folk theory’ point backs up here too. A philosophical theory of freedom might be ‘merely’ philosophically interesting if it has no connection with the ordinary experience of freedom. But nothing follows here about the importance of the folk’s theorizings about that experience. Similarly the issue with politics that try to impose a concept of freedom that ordinary folk don’t recognize doesn’t seem to be that the concept imposed doesn’t match with the folk’s brief unreflective thinkings about the concept. It seems to be that the concept imposed doesn’t match with the ordinary experience of the concept. There’s plenty of space for the folk to allow that even though a particular theory of freedom doesn’t accord with their initial thinkings about freedom, it actually accords better with their actual experience of freedom.

…so I’m still unconvinced that (from my earlier comment) “the fact that some theory of freedom is the folk’s theory is a fact that adds to it being the case that that theory merits serious consideration before abandonment”.

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