Fact Sensitivity of Principles - Something to get folks talking

Hi public reasoners. So, as you all know, GA Cohen let rip an attack against the fact-sensitivity of fundamental political principles in his 2003 PPA article, “Facts and Principles,” and then in his book Rescuing Justice and Equality.  People have responded to this in a number of ways (e.g., Thomas Pogge’s essay in response to Cohen, found in a special issue of Ratio dedicated to Cohen’s book is both excellent and hilarious).

Well, I am going to throw my hat in the ring. What I’ve appended here is a thought-piece - something I am just throwing out there - for discussion.   It’s a little long for a blog post, so it’s in paper format.  I’d like to get people’s take on this stuff.  So, I hope that people will read it and start commenting. The basic idea is this: As a conceptual matter, it could be the case that political principles are fact-sensitive.  Cohen never considers this option.  So his argument fails pretty badly - more or less right out of the gate.  I hope folks will be interested enough in this to read it and offer some discussion pointers.

Thanks,Matt.

fact-sensitivity.pdf

Thanks for this: it’s really quite interesting. If I have understood your argument correctly, it runs something like this.

1. For some x to count as an example of some y, it will have to have certain features. For example, for some mental state to count as a belief, it has to stand in certain sorts of relationships to truth. If it does not stand in those relationships, it is not a belief but some other sort of mental state.

2. Hence, for some moral or political principle to count as a principle of justice, it must have to have certain features. Those features may make principles of justice sensitive to facts. For example, it may be a conceptual truth about principles of justice that they make societies in which they are enacted stable (or usefulness or knowable).

3. If this were the case, it would show that x could be a principle of justice that it made a society stable. Therefore, if this were the case, the second premise of Cohen’s argument would be false, since that premise says that a fact can only support an action-guiding principle in virtue of some more ultimate action-guiding principle explaining how it does so. It would be false because facts about the interaction of a society and a principle could support that principle being a principle of justice without the intervention of any more ultimate action-guiding principle, because a principle ‘understand as principles of justice only those principles which when enacted would make a society stable’ is not an action-guiding principle.

4. Cohen does not argue that principles of justice do not have fact-sensitive conceptual requirements. Since it seems not only possible but likely that they do, we are justified in assuming in the absence of argument to the contrary that they do.

I don’t have my copy of RJE to hand here, so I’m not sure whether Cohen expands on this reply in RJE itself, but he imagines something like this objection in F&P in Section G (ii) (pp. 220-222). There, he only really attempts to deal with the objection if it is cast as a defence of a contractualist device of representation, so what he says may not be applicable to your ‘how are we going to pick out principles of justice to principles of anything else’ argument. However, what he does say is to first, basically re-iterate his central claim and then second, hold that whatever methodological claim is being made will itself depend on some normative principle. For example, the original position methodology depends on some principle requiring that we treat people as free and equal.

This second reply indicates what he might say about your argument here though. The idea would be that stability is a requirement of justice for a reason: that violations of legitimate expectations are always unjust, for example. If that’s the case, though, then there’s going to be some action-guiding principle, something like ‘when acting from justice, never violate legitimate expectations’, which explains the methodological principle. he might even try and recast the methodological principle as an action-guiding principle directly itself. For this reason, I’d avoid the usefulness and knowability requirements, both of which look like they might violate ‘ought implies can’ which could fairly easily be cast as an action-guiding principle (’do not act on the basis of principles which cannot be fulfilled’ should work I think).

The other thing he could try would be to deny that picking out action-guiding principles as principles of x rather than y is itself a matter of supporting the principle. Whether or not x is a principle of justice or not does not tell us whether to act on x: it tells us how we should understand ourselves when acting on x. Hence, the fact is not providing support for the principle: it’s providing support for a description of the principle. Facts which supporting picking principles as of particular kinds would then not be counter-examples to the claim that factual support for a principle qua normative principle requires a further normative principle to explain that support. This may be more promising for him, although I’m not sure whether it’d work.

I think your argument may share certain features with that of Ronzoni and Valentini in PPE, which also tries to show that methodological principles can ground action-guiding ones. I also have a piece under review which I might be able to send you; I suppose I should probably check with the journal first.

hi robert.

thanks so much for your comments! i really appreciate it.

1.
how does knowability violate ought-implies-can? if anything, it’s a limited restatement of ought-implies-can.

2.
the real issue here is the utter opacity of Cohen’s claim about facts grounding principles. i invite anyone on this blog to give an account of the grounding relation that will make Cohen consistent throughout his article (much less his book).

for my argument, though, i am presuming that a fact grounding a principle amounts to the fact’s being the case being a necessary but not sufficient condition for the truth of the principle.

that’s pretty empty and formal but hopefully it will do.

now cohen treats fact-sensitivity as the same thing as fact-groundedness.

this seems pretty careless to me.

so, i helped him out by making fact-sensitivity a feature of the *content* of a principle: a principle is fact-sensitive iff its content varies with variations of facts.

but then i am being as careless as cohen! for, fact-sensitivity and fact-groundedness are pretty different: it can be the case that a principle is not fact-grounded (i.e., its truth depends upon other principles and not on facts) but it is still fact-sensitive (in the sense of its content varying with variation of facts), and it can be the case that a principle is fact-grounded (in the sense that its truth depends upon facts) but is not fact-insensitive (in the sense that its content does not vary with the facts). Or maybe i am wrong here…

Anyway, it’s pretty clear that this is a big mess and we need to figure it out if we are going to get anywhere with Cohen.

3.
i am a little confused by your comment about methodological principles grounding action-guiding principles. nothing i’ve said suggests that a methodological principle (e.g., a principle of justice must be knowable) will ground an action-guiding principle. rather, the methodological principle limits the kinds of things that could ground an action-guiding principle. so can you explain in some further depth what it is that you are talking about here?

4.
finally, re: your reconstruction

my point is that cohen needs a perfectly *general* argument against there being any conceptual requirement that would make a principle of justice fact-sensitive. a single argument against a single methodological principle (e.g., the stability principle) is not good enough.

so, i am not claiming that principles are fact-sensitive. i don’t know if they are or are not!

i am just claiming that cohen’s bold conclusion requires bold argumentation, which just isn’t there.

On 1. So, what I said wasn’t very clear. What I meant was that a principle which is in principle unknowable or useless would seem to violate ought implies can, which can be restated as an action-guiding principle. Hence if those are conceptual requirements, Cohen can say ‘ah, but the fact that this principle is knowable supports it in virtue of this further action-guiding principle’.

On 2. I suppose the paradigmatic case of facts supporting/grounding a principle would be the promising example Cohen uses at the beginning of F&P. ‘Keep promises’ is not fact-sensitive in your sense - I think: if it were, then all principles would be fact-sensitive, since it would be fact-sensitive in virtue of what it would have you do depending on which promises you actually made - but our argument for it does depend on the truth of some combination of a fact, that promises promote project-pursuit, and a more ultimate principle, that we ought to promote project-pursuit. If the fact and the principle weren’t true, our argument for it would fail. So it would seem that the grounding relation, that in the absence of the relevant fact-principle pair, the argument would fail, is primary. But that may not be the way that Cohen uses the argument throughout RJE.

On 3. I was being elliptical again. What I meant was Ronzoni and Valentini also try and argue that certain methodological principles could explain why certain things (and not certain other things) ground action-guiding principles. Sorry.

On 4. This seems to me like a burden of proof disagreement, and may even be a mostly semantic one then. I suppose I think that the intuitive power of Cohen’s regress argument gives him quite a lot of leeway, especially given that he does have a sort of argument against the principles which explain the support granted by facts being methodological rather than normative. Conversely, you think since he doesn’t have a general argument against the possibility of factual conceptual limits on ultimate principles, his second premise is false. But that it is possible that something is true does not mean that something which would be false if it were true is false. So it must be that we’re entitled to assume his second premise is false, given the plausibility of that there is some factual conceptual limit on justice.

Relevant here may be what he says about God in an appendix to the reproduction of F&P in RJE. What he says seems to be, we might obey God’s commands because of features God has, in which case our obedience is because we ought to be obedient to any being with the features God has, but we might also obey God just because He is God. That though, would be a fact, and hence, he acknowledges, a refutation of his second premise. There’s also some stuff he says about ought implies can which isn’t in the original paper, I think, which seems to be along the lines of all factual limits on principles will imply conditional ought statements, and so ought implies can is not a limit on normative principles (I think).

This is an interesting paper; I agree with the point from the discussion above that understanding the relevant notion of ‘grounding’ is key to understanding what, if anything, is important about Cohen’s argument. Alas, I don’t have a good account to offer.

I’ll try to post some more specific points later, but first, here is a quick worry about the way in which the argument of the paper is framed.

You proceed from a somewhat puzzling assumption about where the burden of proof lies. You quote Cohen as offering only the following in defense of his second premise:

[M]y defense is simply to challenge anyone who disagrees to provide an example in which a credible and satisfying explanation of why some F supports some P invokes or implies no such more ultimate principle.

And you respond: “In this paper, I take up that challenge.”

So it would seem Cohen never purported to give a direct argument in favor of the premise; rather, he found it to be compelling and challenged his opponents to provide a counterexample. In taking up that challenge, I would have thought you were accepting that way of assigning the burden of proof.

Instead, you show a general strategy of how one might go about trying to find a counterexample, then insist that Cohen must prove that no version of that strategy succeeds. Even when you give your two examples, you are careful to insist that it isn’t enough for Cohen to be able to simply respond to those .

It’s true, I suppose, that Cohen hasn’t demonstrated the truth of the premise unless he does that. But however far that objection goes, it could have been made at the very beginning without any of the theoretical machinery you bring in. He never purported to give such a demonstration; he merely issued a challenge.

Hi Derek -

You are right that the overall structure of my paper is rendered confusing by my claim that I am taking up Cohen’s challenge. Let me try to explain a bit more carefully what i am up to so that you can understand it a bit more clearly:

Cohen’s challenges his doubters to show how it is that a fact could support a principle without that support being explained by some deeper principle.

My paper was an attempt to take up this challenge.

I do this as follows (this is not an argument but a schematic of the paper):

(1) to explain how defining features of a concept of justice can make the content of the principles of justice fact-sensitive

(2) to show that Cohen explicitly acknowledges that the concept of justice has an articulated internal formal structure such that the content of the principles of justice *could* be fact-sensitive in the way I described in (1)

(3) to point out that in virtue of that fact that Cohen fails to recognize this possibility, his attempt to push the burden of proof off on others is actually powerless to support his argument.

(4) to bolster my position by offering plausible examples of how the concept of justice could require the principles of justice to be fact-sensitive

i hope that makes clear the approach of the paper. i don’t see the obvious structural problem you seem to have identified. but i am sure that i did not make it as clear as i should have what it was i was up to.

but let me turn to your diagnosis of Cohen’s project. For, I think that you don’t really understand how bad Cohen’s argument is and that may explain why you see my paper as so confused.

By your own lights - and I agree with you - Cohen employs following argumentative form, which borders on a rather extreme form of begging the question:

1. p

2. p seems true to me, and if it doesn’t to you, then prove that it’s false.

therefore,

3. p

the reason why this is such a bad argumentative form is that the whole point of an argument is to *explain* why p seems true to you. merely *asserting* that p seems true to you is implicated by premise 1 (i.e., asserting that p is not different than asserting that p seems true to you - this follows from the basic fact that asserting that p is the same as asserting that p is true). so, Cohen’s argument reduces to:

1. p

therefore,

3. p

now, you seem to think that this is an okay approach to philosophical argumentation as you write, “[Cohen] never purported to give such a demonstration [of p]; he merely issued a challenge.” that is, you write, in effect, “hey cohen’s argument seems okay since after all he does bother to issue a challenge to anyone who doubts his premise to show why it should be doubted.”

my point here is that “p, therefore p” is not an argument. but Cohen’s defense of his Premise 2 amounts to that. he does, it is true, argue against a few counterexamples. but, perhaps the primary goal of my paper is to show how woefully inadequate that is. i.e., perhaps the primary goal in the paper is to show that while it may *appear* (to people other than you and me) that Cohen has offered a substantive argument in defense of his Premise 2, he in fact has not done so in any meaningful way.

Now, you might point out that it is *sufficient* for me just to point out the less-than-convincing argumentative strategy Cohen employs. But, I do not want commit the same error in my objection to Cohen that Cohen commits in his argument. What I want to do is actually to *give reasons to believe my position* and that is why I wheeled out the theoretical machinery: that machinery is meant to support my claim that Cohen’s argument is shabby.

That is, insofar as you ask: “hey smith, why do you have all that theoretical machinery in your paper?”

i answer, “I, unlike Cohen when it comes to his key premise, take it to be my responsibility to show why my (1) above is reasonable. so, i offer theoretical machinery that purports to show why (1) is reasonable.”

that is, what i do is present a mechanism, as well as show that Cohen suggests he endorses this mechanism in a later discussion of the concept of justice in his book, that can render a principle of justice fact-sensitive.

i hope that this helps to explain what i am up to in the paper.

I think the claim that Cohen merely asserts the second premise is a little unfair. As I noted above, he defends it against an objection not entirely dissimilar to yours in the paper. Further, the second premise is asserted as part of an explanation of a phenomenon - the set of examples he adduces at the beginning of the paper - which it seems pretty well placed to explain. So Cohen’s argument is something like this:

1. Philosophical phenomenon which looks like this set of premises explain.

2. Ways to respond to potential objections to these premises.

3. These premises are true.

Admittedly, in the paper 2 and 3 are switched, and he doesn’t respond to the specific objection you raise, but he does, explicitly, defend the second premise against a number of potential objections. That, especially when combined with the fact that the premises are supposed to be part of an explanation of a phenomenon, is not just asserting it. That’s not to say that your argument doesn’t work; it’s to make a claim about the distribution of the burden of proof.

Well, I may be being a little harsh. But, I think you are being a little too nice!

It is not enough simply to assert a claim and then to defend it against a couple of objections. (I actually think Cohen does a poor job in those sections and it would be worthwhile to go over that with a fine-toothed comb.) Cohen needs to give us a reason to think that his generalization about the limits of political principles is true.

Now, you claim that Cohen offers some phenomena and then produces his premise to explain them. Again, this is just not good methodology: there is, in effect, an infinite number of explanations for a set of phenomena; the trouble is getting the correct explanation. This is especially the case when _all_ Cohen does is defend his explanation against a few objections. It is _easy_ to defend explanations against a few objections; what we have to do is to provide affirmative grounds for accepting the explanation as true. That is not something that Cohen offers. And, that is something that in my paper I insist Cohen must do (viz., give us an argument that there cannot be any *conceptual* grounds for fundamental political principles being fact-sensitive). After all, Cohen’s assertion takes the form of a universal generalization: for all fundamental principles, it is the case that they are not fact-sensitive. That’s a bold thesis and it requires more argumentation than he gives.

Now, all of this would be grumpy muttering on my part if Cohen hadn’t *in the very next chapter* appealed to internal constraints of the concept of justice to argue against Rawls’ use of regulatory rules as principles of justice. That is, it is right in Cohen’s face that concepts can make demands on their substantive articulation without that fact being explained by a deeper *political* principle.

My point, in short, is that Cohen’s overall argument is really quite shabby. And, that is a tiny bit shocking since I generally treat his work as paradigms of good philosophical argument.

Now I think that there is some interesting stuff here about conceptual content and all that. In the end, I may be wrong on such grounds - in particular, one might plump for a kind of holism, and that would mess up any of Cohen’s claims of certain principles possessing the property of fundamentality. But, this is not the place to get into this.

Matthew,

My main point was just that your initial presentation of Cohen’s argument accepted a framing in which he had not given a substantive defense of the premise in question but was simply challenging those who deny it to provide a justification why.
I certainly didn’t mean to commit to the claim that “p, therefore p” counts as an argument; I took it that you were reading Cohen as not providing and direct argument and accepting the resulting dialectic. I don’t see that, in general, there is anything wrong with that. All arguments require premises, and we cannot, at least as a practical matter, give further argument for each of our premises. If I have no argument for my premise, to that extent I have nothing to say to someone who disagrees. But absent an argument against the premise, someone who disagrees has no more to say to me than I to her.
Your elaboration above makes the structure of your argument clearer, and I think changing the way you present and respond to Cohen’s challenge in the paper would help avoid some of the confusion. But I’m not sure it is enough to substantiate some of the stronger claims you make about the state of the debate (e.g. p. 11-12 “Cohen must provide a completely general argument…[or] consider each possible concept of justice”). Rather, I think your general argument (excluding examples), if it works, supports a conclusion more like the one you draw about knowability on p. 15, “I have no argument for why Cohen ought to accept the knowability requirement, but Cohen has similarly offered no reasons …why we should reject the knowability requirement.”
As Robert says above, none of this is yet about the merits of your argument. I think that, unlike in courts of law, very little turns on the assignment of the burden of proof in philosophical discussions. But, on the assumption you might want to do something more with this paper down the line, I do think it can be important to the presentation of the argument. Anyway, I hope to return with some more substantive remarks this weekend after I’ve had a chance to reread the Cohen.

ok. well, what i posted isn’t really a paper so much as an overly long blog post in pdf format. i doubt that i am going to pursue this as a fullblown paper. but it was something on my mind - something that seems not to have gotten all that much attention (it’s gotten some, to be sure!).

also, i am not quite as concerned about the merits of my argument as i am about the structure of cohen’s argument and the ways in which he attempts to defend his main claim.

but, despite this, i really have to take issue with your claim that i do not provide an argument for my main claim. my main claim is:

[mc - matt’s claim] it is quite possible - even probable - that there are fact-sensitive fundamental principles.

the bar for showing mc to be the case is not nearly as high as the bar for showing

[gacc - gac’s claim] there are no fact-sensitive fundamental principles

to be the case.

but, notice that Cohen has to show that mc is false to make gacc plausible.

why? well, suppose, for example Bob argues

There can never be a black swan.

And defends this by saying:

Prove to me that there have been black swans. Oh, and the ones you think you’ve seen were actually spray-painted black.

And i respond:

Well, genetically speaking, a black swan may be unlikely but it’s far from impossible. So while I’ve never seen one, given the number of swans and the probabilities of a genetically proper black swan, I wouldn’t bet against there being at least *one* black swan.

I think that I, for all intents and purposes, have cast sufficient doubt on Bob’s argument that he should retract his claim.

This is the position Cohen is in: gacc is a there-can-be-no-black-swans type of claim, and mac is a well-i’ve-never-seen-any-but-there-is-a-reason-to-think-there-could-be.

-m

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